IRVINE, Calif. — Principles-based rules won’t be a panacea for financial services and, in fact, could create more regulatory risk, some industry observers say. The concept of flexible rules is being ...

Last week the FCA issued three announcements concerning its approach to the digital future of financial services in the UK. Amongst these was the FCA’s AI Update, their response to the government’s ...

Mithun A. Sridharan is the Founder & Managing Director of Think Insights, a thought leader in strategy, management, data literacy and more. Artificial intelligence (AI) governance has emerged as a ...

When I hear of a company that creates policies for everything, I automatically think “low-trust organization.” Don’t get me wrong: policies are undoubtedly necessary for some organizational processes, ...

Speaking in connection with the Practising Law Institute’s (PLI) Directors’ Institute on Corporate Governance, Securities and Exchange Commission Division of Corporation Finance Director, William ...

Principle-based supervision emphasizes broad principles and objectives rather than specific rules, while compliance is achieved by demonstrating adherence to the principles, which may involve ...

In recent years, the SEC has been making a move toward more “principles-based” regulation, in which regulatory guidance provides broad compliance principles and leaves regulated firms to figure out ...

WESTERVILLE, OH / ACCESSWIRE / May 23, 2023 / Anthony Iannarino, a best-selling author and widely respected speaker on sales, success, personal development, leadership, and entrepreneurship, announces ...

A major new report published by ISS ESG suggests regulation remains a major driver of the growth of responsible investment around the world, although it is important that governments are not so ...

In the evolving landscape of healthcare, the demand for practitioners who can think critically, treat holistically, and adapt to complex patient needs is steadily increasing. Within this environment, ...