Merrill Lynch appears poised to beat an appeal by financial advisers challenging their deferred incentive compensation ...

A Maryland-based team from Merrill Lynch has joined Raymond James’ employee-advisor channel as the firm continues its ...

A former Merrill Lynch team that managed $1 billion in client assets has moved to Raymond James’s employee channel, Raymond ...

Worst management move: A $2.3-billion third-quarter net loss and $8.4 billion, mostly in sub-prime and CDO write-downs. It was a record-breaking year for Merrill Lynch. The firm recorded the worst ...

The six-person team has created Forta Wealth Partners, representing Elevation Point's 10th deal since inception.

Bank of America’s wealth management business posted increases in revenue, assets under management (AUM), and the number of ultrawealthy clients its advisors serve in the second quarter, while ...

The Chamber of Commerce, the Center on Executive Compensation and the American Benefits Council joined the brief, urging the court to uphold a lower court’s ruling that distinguishes bonus programs ...

RBC and LPL have notched new recruitment wins, with RBC welcoming a former Merrill Lynch team to its ranks and LPL onboarding an ex-Osaic advisor on the East Coast. In Austin, RBC Wealth Management ...

Background: Melaina Cano’s passion for investing was sparked early by her paternal grandfather, a first-generation Mexican American engineer who meticulously tracked his investments and taught her the ...

An 86-year-old New Yorker who spent a lifetime building a nest egg says it vanished in a matter of weeks, siphoned away through a sophisticated scam that her family insists should never have gotten ...

— -- O'Neal's departure, if it takes place, would make him by far the most prominent victim on Wall Street of the fallout from the collapse of the subprime mortgage market this summer. O'Neal's ...