"Effective regulation in the AI era also means balancing innovation with consumer protection," writes consultant Jeff Pedowitz. "It's about creating an environment where financial institutions can ...

This session will provide insights for financial services entities regarding: (1) interpretation of the impact of the recent Executive Orders and early actions of the appointees; (2) status on key ...

Many elected officials share the belief that combining robust amounts of legislation, regulation and social engineering will manufacture good societal outcomes. It won't. Less is usually more, and ...

Labour have won the general election, with a landslide victory of 412 seats. We address the question for financial services firms: what are their regulatory plans for financial services? Although ...

Financial services regulations can feel like a non-stop conveyor belt, with new frameworks and compliance requirements being regularly introduced. But as a sector supporting critical national ...

House Financial Services Committee Chairman Patrick McHenry, R-N.C., holds a hearing on AI in the financial and housing sectors on July 23, 2024, in Washington, D.C. (Screenshot from livestream of ...

Trade surveillance plays an crucial role in financial markets. Learn why it is important, what the regulatory expectations ...

Australia’s securities regulator argues crypto should be regulated by the financial function it performs, not by the technology behind it.

UK financial institutions must continue to abide by EU regulations in the wake of ‘Brexit’, while regulations such as Solvency II are likely to remain in place, according to comment from the industry.

The increasing complexity of regulations compounded by the growing volume of data created across financial services firms has resulted in heavier demands on compliance teams serving the industry.