The DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23 one-time recommendations to retirement investors can be fiduciary advice and, ...
The Defined Contribution Institutional Investment Association published this month a governance model guide for plan sponsors, “Defined Contribution Plan Governance Models: A Guide for Plan Sponsors.” ...
The Department of Labor (DOL) fiduciary rule was developed to ensure financial advisers and their firms are providing advice in their clients' best interest. Since it was proposed in 2015, the ...
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