Nasdaq has unveiled the sixth annual Global Compliance Survey, finding that global factors, such as the coronavirus pandemic, were the primary driver of compliance process changes. “In our latest ...

An effective compliance audit process ensures your company is following regulations and avoiding sanctions. This is especially important in public companies, as these entities are subject to federal ...

History - In 2003, Mark Everson, then Commissioner of Internal Revenue, commented ruefully that it took the IRS five years to complete an audit of a corporate tax return. To address the delay, the ...

How Are Compliance Budgeting and Compliance Officer Autonomy Tied Together When Assessing Compliance Effectiveness? The Department of Justice (“DOJ”)’s compliance program evaluation identifies the ...

Starting a new job as a compliance leader can be daunting. Here's what you need to know. Becoming a compliance officer may be a lifelong dream or a goal that evolves over time. Depending on your ...

The compliance process at pharmaceutical manufacturers is complicated because many still use paper-based systems to record manufacturing steps. These paper records are reviewed by FDA auditors to ...

Diana Shaw of Wiley Rein LLP discusses a recent Department of Defense Office of Inspector General audit that identified ...

Government and industry need to reach consensus on a supply chain maturity model allowing tech companies to definitively prove they’re in compliance with the recently mandated federal framework for ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Regulatory compliance is evolving from being merely a regulatory obligation to becoming a driver of business value, with emerging technologies such as AI, cloud computing and advanced analytics ...